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Maggy M.

Senior Compliance Officer, Compliance Testing Manager In Securities Division at Goldman Sachs

Maggy M. has extensive experience in compliance within the financial services industry, particularly in securities and trade surveillance. At Goldman Sachs from April 2020 to the present, Maggy holds the positions of Senior Compliance Officer and Executive Director in the Compliance Testing Management team. Prior to this, Maggy served as Senior Compliance Officer and EMEA Head of Trade Surveillance at Goldman Sachs from December 2013 to August 2019, and as Director and ASIA Deputy Head of Trade Surveillance during the same period. Previously, Maggy worked at Barclays Capital as VP and APAC Head of Market Surveillance Compliance from July 2012 to November 2013, and held various VP roles at Societe Generale from December 1998 to July 2012, focusing on compliance operations and risk systems management.

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