PW

Paul Wascher

Chief Compliance Officer Hightower Securities, LLC at Hightower Advisors

Paul Wascher has extensive work experience in the financial industry, specifically in compliance roles. Paul'smost recent position is Chief Compliance Officer at Hightower Securities, LLC. Prior to that, they served as Director of Compliance at Hightower Advisors, LLC. Paul has also held positions as Chief Compliance Officer and AML Compliance Officer at Matrix Executions LLC and ITG Derivatives, respectively. Paul has also worked as CCO and COO at TradingBlock and Director of Clearing Operations at Terra Nova Financial, LLC. Paul started their career at Wayne Hummer Investments as a P&S professional.

Paul Wascher attended the University of Chicago from 1976 to 1980, where they earned a Bachelor's degree in Biological Sciences. Additionally, they obtained certifications in Series 4, 7, 24, 27, 53, and 63 from FINRA (Financial Industry Regulatory Authority), though specific dates of completion are not provided.

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Timeline

  • Chief Compliance Officer Hightower Securities, LLC

    January, 2022 - present