Mitchell J Cohen

Mitchell J Cohen has worked in the finance industry since 1986. Mitchell J began their career at Goldman Sachs as a Vice President, where they were responsible for integrating a back office team of 35 people into Goldman's operating systems. In 2002, they moved to Pro Consult Realty as a Partner. In 2009, they joined Morgan Stanley as an Executive Director in Capital Markets Operations. In this role, they led a work process mapping program and developed and implemented a standardized supervisory procedure checklist. In 2015, they became Vice President C&IB Global Markets Policies & Procedures at BBVA Compass, where they were responsible for creating and maintaining policies and procedures. In 2018, they joined LevelField Financial as Head of Operations and Vice President. In this role, they identified multiple vendors needed to establish the initial technology platform, established initial Policies and Procedures, and determined necessary tools and business flow to ensure proper KYC, OFAC, and AML checking.

Mitchell J Cohen received a Bachelor of Arts in Economics and Accounting from Rutgers University in 1986. Mitchell J also has a Series 99 certification from the Financial Industry Regulatory Authority (FINRA).