Martin Taffaro possesses extensive experience in the financial services industry, currently serving as Senior Regional Supervisory Principal and Manager of the Carolina's Team at LPL Financial since February 2014. With a strong background in compliance and branch examinations, Martin has played a critical role in supporting over 13,300 financial advisors and approximately 700 financial institutions. Prior to LPL Financial, Martin held various positions at Northwestern Mutual from 2007 to 2014, where responsibilities included serving as an Associate Financial Advisor and Director of Financial Security Support, as well as acting as a compliance officer. Early career highlights include roles in trading and product management at Cadaret Grant and Quick & Reilly, providing a foundation in investment strategies and financial product education. Martin is an alumnus of State University of New York Cortland.