Michael Hartman

Chief Compliance Officer & Director, Operations at LPL Financial

Michael Hartman is a Chief Compliance Officer and Director of Operations at LPL Financial. Michael previously worked as Northeast Planning Associates' compliance officer.

Michael Hartman's educational career began at Manchester West High School. Michael then went on to study at Southern New Hampshire University before completing their education at The Wharton School. Michael holds a Certified Regulatory Compliance Professional (CRCP) certification from The Wharton School.

Michael Hartman works with Greg Gates - Managing Director, Chief Technology & Information Officer, Davy Bannister - EVP, CTO, and Amy Hamilton - EVP, Internal Audit & Chief Audit Executive. Their manager is Dan Arnold, President & CEO.



  • Chief Compliance Officer & Director, Operations

    Current role

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