LPL Financial
Nicholas A. Caruso serves as the SVP of Technology Operations at LPL Financial since June 2023. Previously, Caruso held various senior roles at Vanguard from July 1997 to April 2023, including Global Head of Third Party Risk Management, Global Head of Cyber Recovery & Enterprise Data Center Resilience Program, and Global Head of Data Center Transformation Program. Caruso's extensive experience encompasses managing critical IT infrastructure, developing enterprise resilience strategies against cyber threats, and establishing disaster recovery capabilities. Caruso is also a former board member of the Anti-Violence Partnership of Philadelphia and has held positions at First USA and JP Morgan. Educational credentials include an MBA in Finance from the University of Delaware and a BA in Economics from Stony Brook University.
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LPL Financial
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LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer. LPL serves independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices.