Nils Ericson

Nils Ericson currently serves as a Senior Regional Supervisory Principal at LPL Financial since November 2021, focusing on first-line supervision and compliance support for designated advisors. Prior experience includes roles as Senior Vice President and Chief Compliance Officer at Calton and Associates, Inc., as well as Vice President of Compliance at Paulson Investment Company. Nils has extensive expertise in compliance, risk management, and operational oversight, demonstrated through positions at Raymond James, Aegis Capital Corporation, and JHS Capital Advisors, where responsibilities included developing compliance policies and supervising trading functions. Nils began a career in compliance and trading management in 1995 at Round Hill Securities, progressing through various leadership roles. Nils earned a degree from the University of San Diego.