Stephen Carluccio

Since 2015 Stephen has served as COO/GC. He has served as Mad River's Chief Compliance Officer since 2008 and legal counsel and compliance, regulatory, and strategy consultant since 2004. Stephen has worked in financial services since 1997 as a regulatory and business consultant, and chief compliance officer for hedge funds, SEC-registered investment advisers, registered investment companies, and broker- dealers. From 1997 to 2003 he served as GC/V.P. at broker-dealer, Delta Equity Services Corp. From 2004 until 2015 he operated his own legal, regulatory and business consulting firm. Stephen has an undergraduate degree from American University and Law/MBA degrees from Boston University, where he graduated cum laude. He has been a member of the Town of Bedford, Massachusetts Finance Committee since 2011 and is on the Board of Directors of the Town of Bedford youth baseball/softball organization since 2008.