Geoff Lam

Geoff Lam has extensive work experience in the field of compliance and auditing. Geoff is currently working as a Senior Compliance Officer at MarketAxess starting from July 2021. Prior to this, Geoff held the position of Compliance Monitoring at SMBC Nikko Capital Markets Limited from December 2018 to July 2021. Before that, they worked at Sova Capital as a Compliance Director from September 2015 to October 2018 and as Head of Internal Audit from January 2014 to September 2015. Geoff also served as the Head of Internal Audit at CMC Markets from April 2012 to December 2013 and as an Internal Auditor at Panmure Gordon from January 2010 to April 2012. Geoff started their career as an Audit Executive at Ernst & Young from September 2006 to December 2009.

Geoff Lam pursued their higher education at the University of Cambridge from 2003 to 2006. During this time, they obtained a Bachelor of Arts degree in Economics. Prior to attending university, Geoff attended Prior Pursglove College from 2001 to 2003, although the information does not specify the degree or field of study they pursued at this institution.

In terms of additional certifications, Geoff Lam became a Chartered Accountant in September 2009. Geoff obtained this certification from the Institute of Chartered Accountants of Scotland (ICAS).