The Compliance and Risk Management team at The Marlborough Group is responsible for ensuring that all investment products and services conform to regulatory standards and internal policies. This team monitors compliance risks, conducts audits, and provides guidance to mitigate potential issues, while also evaluating investment risks to protect client assets. Their expertise helps maintain the integrity of Marlborough’s operations and fosters trust among clients and stakeholders.
Antony Clark
Head Of Investment Risk
David Wood
Compliance Analyst
Epo Li
Compliance Oversight Analyst
Jasim Jan B.
Head Of Compliance Oversight
Jenifer Tippey
Group Compliance Monitoring An...
Lucy Cook
Compliance Monitoring Analyst
Nichola Hodgson
Compliance Analyst Marlborough...
Raeesa Ahmad
Group Compliance Advisory Anal...
Rozhan Max Mallender
Compliance Monitoring Analyst
Shuheng Qu
Investment Risk Analyst
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