Daniel Bowering

Daniel Bowering has over 30 years of experience in the Canadian Securities Industry. In 2020, they started their own consulting firm, DDB Compliance Services, specializing in securities compliance with a focus on wealth management. Their services include policy and procedure development, audit support, complaints and investigations, expert witness, anti-money laundering, training, new dealer registration and support, general compliance and regulatory advice, and know your product due diligence.

In addition to running their consulting firm, Daniel also works as a Professor of Business Administration at Seneca College. Daniel teaches courses on Anti Money Laundering and Law and Governance, and has been a guest lecturer at the college since 2013, covering topics such as Risk Management and Market Conduct.

Daniel has also held various compliance roles in other companies. From 2021 to present, they served as the VP Compliance at Brane. Prior to that, they were the Chief Compliance Officer at Gravitas Securities Inc. from 2017 to 2020. Daniel also held the role of Chief Compliance Officer at Macquarie Private Wealth Inc. from 2009 to 2013, where they were responsible for the compliance program for both the Canadian and US retail broker/dealers.

Before that, Daniel served as the Compliance Consultant at Manulife Securities in 2009, the SVP, Director, Chief Compliance Officer at Blackmont Capital from 2006 to 2009, and the Associate VP, Compliance at Berkshire Securities Inc. from 2002 to 2006.

Throughout their career, Daniel has specialized in areas such as anti-money laundering, privacy, and risk management. Daniel has held various regulatory positions, including Chief Compliance Officer and Anti-Money Laundering Officer, and has been registered with several regulatory organizations such as IIROC, FINRA, and SEC.

Daniel Bowering attended York University from 1987 to 1992, where they pursued a Bachelor of Administrative Studies (BAS) degree in the fields of Business, Finance, Accounting, and Marketing.