Junping Shao Cpa, Cia, Cams

Junping Shao, CPA, CIA, CAMS has a diverse work experience in the areas of compliance, audit, and taxation. Starting in 2001, Junping worked as a Tax Accountant at Clifton Gunderson LLP until 2003. Following this, Junping joined PwC as an Experienced Audit Associate, where they performed financial statement audits and Sarbanes-Oxley 404 testing for insurance and banking companies. In 2004, Junping joined Aetna, a CVS Health Company, where they held various roles such as Senior Audit Consultant, Audit Project Manager, Compliance Manager, and International & AML Compliance Manager. In these positions, Junping demonstrated thought leadership, designed audit programs, managed complex projects, and established enterprise compliance programs. They also successfully completed Aetna's first enterprise AML/financial sanctions/FCPA compliance risk assessment. Since 2017, Junping has been working at Nassau Financial Group, initially as a Compliance Director and subsequently as an Assistant Vice President and 2VP & Deputy Chief Compliance Officer. In these roles, Junping led compliance integration efforts for acquired entities, designed and executed integration plans, and implemented SEC rules and regulations. They also played a key role in amending registration statements for variable products and successfully merging companies. Throughout their career, Junping has made significant contributions to improving AML/ATF Compliance programs, regulatory exams management, and consumer complaints handling.

Junping Shao, CPA, CIA, CAMS pursued a Master's degree in Accounting from Indiana University - Kelley School of Business. Prior to that, they obtained a Bachelor's degree in English Language and Literature, General from Ocean University of China. In addition to their educational background, Junping Shao holds multiple certifications including Certified Public Accountant from the Indiana Board of Accountancy, Certified Internal Auditor from the IIA-The Institute of Internal Auditors, and Certified Anti-Money Laundering Specialist (CAMLS) from ACAMS.