Tin Mai

Tin Mai has extensive work experience in the financial industry, specifically in compliance and regulatory oversight. They have held positions at several well-known companies, starting with BNY Mellon as a Corporate Actions Analyst from 2005 to 2008. They then worked at State Street as an Account Manager / Senior Associate from 2008 to 2012. After that, they joined Manulife Investment Management as a Senior Analyst and later as a Senior Compliance Analyst from 2012 to 2015. Tin then worked at Fresenius Medical Care as a Compliance Auditor from 2015 to 2016. From 2016 to 2021, Tin was employed at Eaton Vance, where they served as a Senior Compliance Specialist and later as an AVP, Senior Compliance Analyst. Their next role was at State Street Global Advisors as an AVP, Compliance Monitoring & Surveillance from 2021 to 2022. Tin's current position is at Newton Investment Management Group as a VP, Regulatory Oversight Management Manager II.

Tin Mai holds a Master's Degree in Applied Economics from Southern New Hampshire University, which was obtained from 2016 to 2017. Prior to that, Tin Mai completed a Bachelor of Arts (B.A.) in Economics from the University of Massachusetts Amherst. The specific years for the bachelor's degree are not provided. Before attending university, Tin Mai studied at Brighton High School. In terms of additional certifications, Tin Mai obtained the Charles River Investment Management System certification from Charles River Development in December 2016. Tin Mai also obtained the SAS base programmer certification from SAS in November 2015. The most recent certification earned by Tin Mai is the Securities Industry Essentials (SIE) certification from FINRA in April 2022.