Northeast Securities
Dick Zorn started their career in 1963 as an Enforcement Attorney at the Securities and Exchange Commission. Dick then worked at Lehman Brothers Holdings Inc. and Oppenheimer & Co. Inc. as a Senior Vice President before founding Baliss and Zorn in 1978. At Baliss and Zorn, they served as the Founder, President, and Co-Chief Executive, managing $400m in assets and providing full service portfolio management services. In 1994, they joined Benchmark Capital as the Managing Partner, where they managed $178m in assets and raised $80m in the first three years. Dick also formed a division, Zorn Capital Consulting, which allocated assets to other money managers. Currently, they are working as the Managing Director at Northeast Securities since 2017.
Dick Zorn's education history includes completing a Bachelor's degree in Music at Yale University from 1958 to 1962. Dick further pursued their education at Yale Law School, where they obtained a Master of Laws (LLM) degree in the field of Law from 1962 to 1965.
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Northeast Securities
Northeast Securities, Inc. -- founded in 1989 -- has grown into a multi-line financial services firm serving institutional and individual clients. The business today operates from several strategic office locations including Connecticut, Florida, New York and Texas. We provide expert service in institutional and retail brokerage, investment banking, asset management, municipal finance, cash management, alternative investments and transition management. Our firm also provides execution and clearing solutions for other broker/dealers. Northeast Securities is a member of the FINRA.