Compliance and Risk Management

The Compliance and Risk Management team at Pepperstone ensures that the company operates within legal and regulatory frameworks and manages potential risks to the business. Their duties include monitoring compliance with financial regulations, conducting risk assessments, implementing anti-money laundering (AML) measures, and advising on regulatory changes to safeguard the company's integrity and reputation. Additionally, the team collaborates with other departments to ensure adherence to best practices and mitigate financial and operational risks.