Regina Loeks

Regina Loeks has a diverse work experience in the financial industry. Regina currently holds the position of Team Lead Sr Analyst, Client Processing at BNY Mellon | Pershing since May 2023. Prior to this, they worked as a Senior Processing Client Services at the same company from May 2022 to May 2023. Before joining BNY Mellon | Pershing, Regina worked as an Advisor Concierge at Peak Pro Financial from September 2021 to January 2022. Regina also served as a Retirement Specialist at Protective Life from September 2018 to September 2021. Regina's earlier experience includes roles such as Mutual Fund Specialist at Charles Schwab from March 2016 to September 2018, and Back Office Trust Trader Operations Associate, Back Office Clearing Operations Associate, and Processor/Senior Processor Associate at OppenheimerFunds from 2007 to 2016. In these roles, they gained extensive knowledge and skills in relationship management, client support, account maintenance, and operational efficiency.

Regina Loeks has studied Finance at Regis University. Regina also holds certifications in Series SIE, 6 and 63 Licensed from FINRA.