Matt Samuelson is the Vice President of Compliance at Pickering Energy Partners (PEP) and Chief Compliance Officer at PEP Advisory. Before joining PEP, he was a Compliance Officer at Actinver Securities and Actinver Wealth Management. While at Actinver, he specialized in Sales Practice Compliance and Anti-Money Laundering (AML) Compliance.
Prior to Actinver, he worked on Foreign Corrupt Practices Act (FCPA) compliance for Pfizer and was part of the Enhanced Due Diligence (AML) team for Morgan Stanley in New York City.
He holds a BBA in International Business from Texas Tech University. He holds the FINRA Series 4, 7, 24, and 66 licenses.
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Current role
Compliance VP at Cathay Capital
Legal, IP and compliance VP at Prophesee
General Counsel, Corporate Compliance & VP, Global Risk Management at Bridgestone Americas
Director Of Trading Compliance/vp at Loomis Sayles
Legal Assistant To VP Of Compliance, Vp, Sr. Corporate Counsel & Vp, Deputy General Counsel at Bridgepoint Education