Ian Walker

Compliance Analyst (Financial Promotions) at Premier Miton Investors

Ian Walker has a diverse work experience spanning over four decades. Their most recent position is as a Compliance Analyst (Financial Promotions) at Premier Miton Investors, where they started in March 2022. Prior to that, they worked as a Marketing Compliance Manager at Legal & General Investment Management (LGIM) from September 2019 to October 2019. Ian served as a Senior Risk Manager, Financial Promotions / Marketing Compliance at Aviva Investors from March 2009 to June 2019. In addition, they held the role of Head of Distribution Compliance at Columbia Threadneedle Investments EMEA APAC from February 2008 to February 2009.

Earlier in their career, Ian worked as an Executive Consultant, Regulatory Services, Financial Advisory at KPMG UK from May 2000 to January 2007. Ian was the Assistant Director & Head of Technical Services at Barclays from April 1997 to May 2000. Prior to that, they served as a Marketing Technical Manager at NatWest from February 1993 to April 1997.

Furthermore, Ian has experience as a Technical Director at CTC Software for financial services from November 1990 to August 1992 and as an Associate Director at The Moorgate Group PLC from November 1986 to November 1990. Ian began their career as a Product Development Supervisor at RSA in September 1978, where they worked until November 1986.

Ian Walker has a Bachelor of Social Science (BSocSc) with Honors degree in Mathematics, Economics, and Statistics from the University of Birmingham. Ian also holds a designation as a Chartered Insurance Practitioner from the Chartered Insurance Institute. Prior to their university education, Ian attended The Royal Grammar School in High Wycombe. Additionally, they have obtained several certifications including the Fellow of the Chartered Insurance Institute (FCII) Pensions, the Investment Management Certificate (IMC) from CFA UK, and the Investment Operations Certificate (IOC) from The Chartered Institute for Securities & Investment (The CISI). The specific years and months of obtaining these certifications are not provided.

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  • Compliance Analyst (Financial Promotions)

    March, 2022 - present