Ariel Bautista

Director, Head Of AML Governance & Program Oversight

Ariel Bautista, CGSS, CAMS, currently serves as the Director and Head of AML Governance & Program Oversight at Raymond James, a position held since September 2015. Bautista has advanced through various roles within the company, including Senior Manager of Risk & AML Operations and Strategy, Manager of AML & Financial Crimes Governance, and Senior Analyst positions focusing on AML & Financial Crimes Governance and Quality Control for Financial Crimes. Prior to joining Raymond James, Bautista gained experience at Citi from August 2012 to September 2015, holding roles as Analyst in AML Quality Assurance and KYC. Bautista began the professional career at Daniel J. Hannon & Associates as an Investigator in Fraud from November 2010 to August 2012.

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