RBC Clearing & Custody provides comprehensive clearing, custody and execution services to a variety of broker-dealers, including full-service wealth management firms, traditional retail brokerages, insurance companies, institutional-based firms and FinTech businesses. We also provide comprehensive custody and brokerage services to a variety of registered investment advisors, including “break-away” brokers, wealth management firms, institutional-based firms and dually registered firms. 

We go way beyond helping our clients with the operational side of their business. At RBC Clearing & Custody we deliver the products and services necessary to support financial professionals. We offer the following capabilities to help our clients grow and protect their business:

•	Retail client wealth management expertise and insight
•	World-class resources and access to capital markets
•	Wealth management and business expansion capabilities
•	Innovative and customizable technology platforms
•	Professional marketing resources

A leader in the U.S. brokerage industry since 1909 and a custody and clearing leader since 1979, RBC Clearing & Custody is proud to be a values based organization that shares the same stewardship principles as our parent company, RBC. Our clients enjoy greater confidence knowing their dedicated clearing and custody partner is part of a respected institution distinguished by a long heritage of financial strength and steadfast dedication to clients. 

Our firm is a division of RBC Capital Markets, LLC, a wholly owned subsidiary of, and separate legal entity from, Royal Bank of Canada. Member NYSE/FINRA/SIPC. 

For more information, please visit www.rbcclearingandcustody.com. The information provided on this page is for general purposes only and does not constitute personal financial advice. For more information about our legal terms of use, please visit www.rbc.com/legal/#social_media. 

Banking

FinTech

RBC Clearing & Custody

Brett Thorne

Craig Gordon

Noel Stave

Greg Plifka

Dustin Aamodt

Leadership Team

Business Operations

Project Management

Technology Management

Technology Product Management

RBC Clearing & Custody

Org chart

Teams

Leadership Team

Business Operations

Project Management

Technology Management

Technology Product Management

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