Audrey Bruch

Chief Compliance Officer & Director of Risk Management & Oversight at Sheaff Brock

Audrey’s experience includes all aspects of accounting, compliance and financial management, having most recently served as chief operating officer for Wallington Asset Management. In her previous role at Winthrop Capital Management, Audrey designed, developed and implemented the firm’s strategic compliance program. Other experience included corporate finance positions at 40|86 Advisors and Conseco, Inc. in the Indianapolis area and KPMG Peat Marwick in Chicago.

Audrey holds a B.S. in Accounting from Indiana University, Bloomington. A certified public accountant, she holds a FINRA Series 65 license, is a Fellow of the Life Management Institute, and is a member of the American Institute of Certified Public Accountants.


Timeline

  • Chief Compliance Officer & Director of Risk Management & Oversight

    Current role