Matthew Jacoby

Chief Compliance Officer & AML Officer at Solebury Trout

Matthew joined Solebury in 2018 to oversee the Compliance and AML functions of the organization. In this role, Matthew is responsible for the execution and adherence to the firm’s written supervisory procedures, achieved through the ongoing maintenance of a robust set of policies and procedures designed to achieve compliance with company policies, applicable FINRA rules and federal securities laws and regulations.

Prior to joining Solebury, Matthew worked for JPMorgan Chase as a Vice President in their New York Control Room where he helped monitor and maintain the firm’s information barriers. In that role he focused his time supporting the business activities of the C&IB, Sales and Trading, and Research departments. Matthew also assisted in the management and oversight of the Global Control Room’s Compliance Risks and Legal Obligations.

Matthew is a graduate of Kent State University where he earned his B.A. in Finance. He also holds his Series 7, 79, 24, 14, and 63 securities licenses.

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  • Chief Compliance Officer & AML Officer

    Current role

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