Amalia Chin has extensive work experience in the field of compliance. Amalia currently holds the position of Chief Compliance Officer at Spartan Capital Securities, LLC, starting in December 2021. Prior to this, they worked at David Lerner Associates, Inc. for over seven years, initially serving as a Compliance Officer/Senior Compliance Officer from May 2014 to August 2019, and then as Chief Compliance Officer from August 2019 to December 2021. Before joining David Lerner Associates, Inc., Amalia worked at Charles Schwab for twelve years, holding the position of Senior Manager, Supervision & Controls from January 2000 to September 2012.
Amalia Chin is currently an MBA candidate at Regis University. Amalia is also a participant in the YWCA Women's Empowerment Program. No specific years of enrollment or degree information were provided for either educational experience.
December, 2021 - present
Chief Compliance Officer at Dakota Wealth Management
Chief Compliance Officer at Twelve Points Wealth Management
Chief Compliance Officer at WCG Clinical
Chief Compliance Officer at Pearl
Chief Compliance Officer at YFM Equity Partners