Stephen Rodriguez

Stephen Rodriguez serves as Director of AML and Global Sanctions Compliance at The Depository Trust & Clearing Corporation (DTCC) since July 2013, overseeing enterprise-wide AML, KYC, and sanctions programs to ensure compliance with regulations. Roles include leading global teams, developing policies, interfacing with regulators, and managing various compliance initiatives. Previously, Stephen worked at Citi in multiple positions, including Vice President of Training Design for Global AML Training and Development, where responsibilities encompassed training material development and mentoring. Stephen holds a Juris Doctor from Wake Forest University School of Law and a Bachelor of Arts in Political Science and History from the University at Buffalo.