Resi Williams

Resi Williams is the Manager of Compliance at WealthForge. Resi has over thirteen years of experience in the financial services industry. Prior to joining WealthForge, they were the Compliance Advisor - Audit at Commonwealth Financial Network from January 2018 to May 2021. From March 2014 to January 2018, they were the Diligence Principal at Alchemy Global Holdings, LLC. From June 2008 to March 2014, they were an Advisor and Associate Financial Planner at AXA Advisors, LLC.

Resi Williams has a Bachelor of Business Administration (BBA) in Economics from Radford University - College of Business and Economics. Resi also has certification from FINRA in Series 24, 53, 66, and 7.

Some individuals on their team include Colin Berger - Diligence Analyst, Kathryn Chamberlin - Analyst, Diligence. They work with Merritt Harrell - Principal, Rep Supervision, Hannah Ceriani - Intern - Legal, and Michael Roman - Director Managing Broker Dealer Services. Resi Williams reports to Jim Raper, Sr MD Operations & Compliance.