Rob Gleason

Vp, Capital Markets Compliance at Wedbush Securities

Rob Gleason has a diverse work experience in the financial industry. Rob started their career in 1997 as an Examiner at NASD Regulation, where they worked until 1999. Rob then joined Preferred Capital Markets as an OTC Compliance Officer from 1999 to 2000. In 2000, Rob joined Jefferies & Company as a Sr. Equity Sales and Trading Compliance Officer and later became an SVP, Equity Sales Supervisor until 2022. Currently, they are a VP, Capital Markets Compliance at Wedbush Securities.

Rob Gleason attended Fairleigh Dickinson University from 1991 to 1995, where they obtained a Bachelor of Science degree in Finance. Prior to that, they studied at Old Dominion University from 1989 to 1991, although the specific degree and field of study are unknown. Rob also holds certifications in Series 7, 63, 24, 55, and 4 from FINRA, but the exact dates of obtaining these certifications are not provided.

Links

Previous companies

Jefferies logo

Timeline

  • Vp, Capital Markets Compliance

    August, 2022 - present

View in org chart