AB is a leading global investment-management and research firm with more than $500 billion in assets under management and a presence in 22 countries, with more than 3,400 employees worldwide.

Investment Management

AllianceBernstein

Seth P. Bernstein

Mark Nelson

Sweta Asnotkar

Sonam Leki Dorji

Matthew Bass

Steve Eisenberg

Scott DiMaggio

Nelson Yu

Chris Bricker

Rick Meyers

Janessa Cox-Irvin

John Schiavetta

Geoff Cornell

Beth-Ann Martorello

Ajai Kaul

Anita Rausch Cetf

Jackie Marks

Cathy Spencer

Peter Gordon

Clark Coffee

Casey Hatch

Saskia Kort-Chick

Erin Bigley

Eric Winograd

Karl Sprules

Onur Erzan

The Legal and Compliance team at AllianceBernstein ensures that the firm adheres to all regulatory requirements and internal policies across its global operations. This team manages legal risks, oversees compliance with financial regulations, and provides guidance on legal matters related to investment management. Additionally, they work to implement effective compliance frameworks and conduct ongoing assessments to mitigate potential liabilities for the firm.

Legal and Compliance

Leadership Team

Investment Research and Analysis

Technology and Development

Legal and Compliance

About

Team members