PT

Phyllis T.

Director - EMEA Head of Investment Compliance

Phyllis T. is a seasoned regulatory compliance leader with over 17 years of experience in advising global asset managers and banks across EMEA, APAC, and the US. Currently, Phyllis serves as the Director and EMEA Head of Investment Compliance at BlackRock, where they leverage their extensive expertise in navigating complex regulatory landscapes. Previously, Phyllis held roles including Compliance Advisory Manager at Aviva Investors and Head of EMEA Investment Advisory Compliance at Wells Fargo. They have also contributed as a Charity Trustee and previously as Advisory Board Chair at OpenGates Africa, reflecting a commitment to responsible innovation and compliance. Phyllis is pursuing an LLB (Hons) in Law from London Guildhall University and an Investment Compliance Diploma from the Chartered Institute for Securities & Investment.

Location

London, United Kingdom

Links


Org chart

This person is not in the org chart


Teams

This person is not in any teams


Offices

This person is not in any offices