The Compliance Team at Canaccord Genuity is responsible for ensuring that the company's operations adhere to legal and regulatory requirements. This team oversees internal policies, conducts compliance audits, monitors financial transactions, and provides ongoing training and support to staff to maintain regulatory standards across all divisions, including wealth management and capital markets.
Danielle Raymond
VP Compliance CG Direct
Hardik Pathak
Institutional Compliance Offic...
James Miller
VP Compliance
Kenneth Chow
Compliance Officer
Martin Stead
VP Compliance
Marvin Zwikler
Vice- President Compliance - Q...
Raphael Pacella
Jr. Regulatory Affairs Analyst
Samnang Chum
Compliance Manager
Susan Pasternak
Vice President, Compliance
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