Summer Pretzer

Summer Pretzer has a diverse work experience spanning over 23 years in the financial industry. Summer currently holds the position of Vice President, Risk & Regulatory Affairs at Cetera Financial Group, where they interpret and applies regulatory requirements and manages a team of auditors. Prior to this, they served as the Vice President, Head of Supervision at Cetera Advisor Networks LLC, where they led a team of designated supervisors and developed risk strategies to ensure compliance with regulations. Summer also held roles at Academy Securities, LPL Financial, Morgan Stanley, Trust Administration Services, WaMu Investments, Wachovia Securities, and SMITH BARNEY, where they gained extensive experience in compliance, operations, risk control, and branch examination. Throughout their career, Summer has demonstrated a strong commitment to regulatory compliance and risk management.

Summer Pretzer attended the US Marine Corps from 1993 to 1997, earning the rank of Corporal in the USMC. Summer also obtained certifications in Series 3, 7, 9, 10, 24, 53, 63, and 65 from the Financial Industry Regulatory Authority (FINRA) in 1998.