Human Resources and Compliance

The Human Resources and Compliance team at Cetera Financial Group is responsible for fostering a diverse and inclusive workplace while ensuring adherence to regulatory standards within the financial services industry. They manage talent acquisition, employee onboarding, and HR operations, while also overseeing compliance protocols and regulatory examinations to safeguard the organization’s integrity and efficacy. This team plays a crucial role in aligning the company’s human resources strategies with its overall business objectives, promoting a culture of continuous improvement and risk management.