Tim Rogers

Business Control at Citadel Securities

Tim Rogers, CFA has over 12 years of work experience. Tim is currently employed at Citadel Securities as a Business Control, and previously held the position of Compliance Specialist at the same company. Prior to that, Tim worked as an Associate Director at UBS from February 2020 to January 2022. Tim also worked as an Examiner at the Financial Industry Regulatory Authority (FINRA) from May 2017 to February 2020. Before that, Tim held the role of Trading Specialist and Portfolio Management Assistant at Campbell Wealth Management from November 2015 to April 2017. Tim also worked at FINRA as a Manager - MMI from December 2014 to November 2015, and as a Market Regulation Analyst - MMI from September 2011 to December 2014. Tim started their career as an Alternative Investments Operations Associate at Stifel Nicolaus from May 2010 to September 2011, and as a Credit Margin Analyst at Wells Fargo Advisors, LLC from October 2009 to April 2010.

Tim Rogers, CFA, obtained a Bachelor of Business Administration (BBA) degree in Finance, General from Washington University in St. Louis - Olin Business School from 2005 to 2009. Tim then pursued a Master's of Science degree in Finance from American University from 2012 to 2014. In addition to their formal education, Tim has also obtained various certifications, including the CFA® Charter from the CFA Institute in August 2017. Tim has also completed certifications in Python Basics, Getting and Cleaning Data, R Programming, and The Data Scientist's Toolbox from institutions such as Coursera and Coursera Verified Certificates between 2015 and 2019.

Links

Timeline

  • Business Control

    July, 2023 - present

  • Compliance Specialist

    January, 2022