Compliance and Risk Management

The Compliance and Risk Management team at Clear Street is responsible for ensuring that the company's operations adhere to regulatory requirements and industry standards. This team monitors, assesses, and mitigates potential risks related to compliance, anti-money laundering, and cybersecurity, safeguarding both the organization and its clients. By establishing robust policies and procedures, they promote a culture of integrity while supporting the firm’s mission to enhance market access for all investor types.