Kar Ming Yow

Senior Manager, Risk And Compliance at Eastspring Investments

Kar Ming Yow has a diverse work experience in the financial industry. Kar Ming started their career at OSK Investment Bank Berhad as an Operations Associate from August 2011 to November 2012. Kar Ming then joined RHB Investment Bank Berhad as an Assistant Manager in Compliance from November 2012 to May 2013. Since May 2013, Kar Ming Yow has been working at Eastspring Investments, where they have held several roles in the Risk and Compliance department. Kar Ming began as a Senior Executive and was promoted to Assistant Manager from April 2014 to March 2016. From April 2016 to March 2019, they served as a Manager, and they are currently working as a Senior Manager in Risk and Compliance since April 2019.

Kar Ming Yow obtained a Bachelor of Arts (B.A.) with First Class Honours in Banking and Finance from Sheffield Hallam University in 2010. In terms of additional certifications, Kar Ming Yow obtained the following:

- Certified Compliance & Ethics Professional - International from Compliance Certification Board (CCB) in July 2018.

- Module 10 - Asset and Funds Management from Securities Industry Development Corporation (SIDC) in 2012.

- Module 14 - Futures & Options from Securities Industry Development Corporation (SIDC) in 2012.

- Module 16 - Rules & Regulations of Futures and Options from Securities Industry Development Corporation (SIDC) in 2012.

- Module 6 - Stock Market and Securities Law from Securities Industry Development Corporation (SIDC) in 2012.

- Module 7 - Financial Statement Analysis and Asset Valuation from Securities Industry Development Corporation (SIDC) in 2012.

- Module 9 - Funds Management Regulation from Securities Industry Development Corporation (SIDC) in 2012.

- Module 11 - Fundamentals of Compliance from Securities Industry Development Corporation (SIDC) in 2011.

Links

Timeline

  • Senior Manager, Risk And Compliance

    April, 2019 - present

  • Manager Risk And Compliance

    April, 2016

  • Assistant Manager Risk And Compliance

    April, 2014

  • Senior Executive Risk And Compliance

    May, 2013