Kai L. Layton

Kai L. Layton is a seasoned professional in regulatory risk management and legal liaison with extensive experience at Foresters Financial since 2005. Responsibilities include interpreting FINRA and SEC regulations, overseeing data analysis to identify compliance issues, and supporting in-house counsel with legal agreements. Previously, at Mellon Investor Services from 2002 to 2005, Kai served as an account consultant, enhancing operational efficiency and client experiences. Educational qualifications include a Bachelor of Science in Business Management and a Certificate in Entrepreneurship from Fairleigh Dickinson University, along with additional studies at Rutgers University.