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Sara Tam

Director, Capital Financing and Investment Banking Regulatory Compliance

Sara Tam is a results-driven professional with over 14 years of experience in investment banking and regulatory compliance. They began their career as a Wealth Management Intern at Wells Fargo Advisors and later served as a Mutual Funds Analyst at Allianz Global Investors. Sara held various roles at HSBC, including Senior Compliance Manager for Asia Pacific Research Compliance and Director of Capital Financing and Investment Banking Regulatory Compliance, where they currently work. They earned a Bachelor of Science in Finance and Marketing, magna cum laude, from New York University's Leonard N. Stern School of Business.

Location

New York, United States

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