Cody joined the Philadelphia office of LMP in 2019 as Compliance and Regulatory Associate and assists the firm with these matters. Prior to LMP, he spent six years with Swayze LLC as Senior Compliance Consultant, responsible for creating and implementing compliance programs and assisting with legal matters for numerous investment advisor clients.
Cody received a Bachelor of Science in Business Administration from Bryant University and his JD, Cum Laude, from Temple University's Beasley School of Law.
Current role
Chief Compliance Officer & Counsel at Greenspring Associates
Chief Compliance Officer & Counsel at Fifth Wall
Chief Compliance Officer & Counsel at Portfolio Advisors
Vice President, Chief Compliance Officer & Counsel at National Grid
Chief Compliance Officer & Counsel at LSV