The Compliance and Legal team at Marshall Wace is responsible for ensuring that the hedge fund adheres to all regulatory requirements and internal policies. This team provides legal counsel on regulatory issues, oversees compliance processes, and manages risk to protect the firm's integrity and reputation across global markets. Additionally, they support strategic decision-making by offering legal advice and guidance on transactions and investments.
Cate Ashley
Compliance Officer
Catherine Born
Legal Counsel
Courtney E. Kapes Le...
Chief Compliance Officer & Gen...
Jing Xu
Sole Counsel APAC
Jon May
Partner, General Counsel And H...
Krupa Thakrar
Legal Counsel
Malik Mitchell
Associate - Compliance
Michael H.
Legal Counsel
Miguel Dsb
Counsel
Warren Fu
Asia Chief Compliance Officer