The Compliance and Regulatory Team at the Municipal Securities Rulemaking Board (MSRB) is responsible for ensuring that municipal securities firms, banks, and municipal advisors adhere to established regulations. This team works to enforce compliance through market regulation, legal guidance, and risk management, while also providing education and outreach to stakeholders. They play a crucial role in maintaining market transparency and protecting the integrity of the municipal securities market.
Abha Mohla
Senior Associate Director, Mar...
Eni Ajayi
IT Compliance Analyst
Frank Mazzarelli
Director, Market Regulation
Justin Kramer
Assistant Director, Market Reg...
Lisa Wilhelmy
Associate Director, Market Reg...
Lucian Grove
Attorney, Market Regulation Le...
Mike Minnick
Director, Cybersecurity
Prairie Douglas
Assistant Director, Market Reg...
Thushara Chey Perera
Director - Market Regulation
William Otto
Assistant Director, Market Reg...
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