Compliance and Regulatory Team

About

The Compliance and Regulatory Team at the Municipal Securities Rulemaking Board (MSRB) is responsible for ensuring that municipal securities firms, banks, and municipal advisors adhere to established regulations. This team works to enforce compliance through market regulation, legal guidance, and risk management, while also providing education and outreach to stakeholders. They play a crucial role in maintaining market transparency and protecting the integrity of the municipal securities market.