Smeet Patel

Senior Compliance Analyst at NOMURA

Smeet Patel is an experienced compliance and finance professional with a diverse background in the financial services industry. Currently serving as a Senior Compliance Analyst at Nomura since October 2021, Smeet previously held the position of Associate at SS&C GlobeOp, where responsibilities included daily account reconciliations and collaboration with prime brokers and fund managers. Prior experience includes working as an E-Comm Surveillance Analyst at BNP Paribas, focusing on email and communication compliance, and serving as an Equity Advisor at Angel Broking, providing trading insights. Smeet began a career in stock broking as a Client Relationship Executive at Sharekhan, emphasizing customer service and product knowledge. Smeet holds a degree in equity derivatives and capital markets from the National Institute of Securities Markets, as well as a Bachelor’s in management studies with a focus on Accounting and Finance from ASM's IMCOST.

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