Purshe Kaplan Sterling Investments ("PKS"​) is a full-service broker/dealer and financial services firm headquartered in Albany, New York. The Firm traces its roots to 1993 when it began as a regional brokerage firm. PKS has grown substantially over the past decade and now has over 440 offices and more than 1200 Registered Representatives operating in a classic open architecture environment. PKS is registered with the U.S. Securities and Exchange Commission and is a member of FINRA and the Municipal Securities Rulemaking Board. 

PKS clears its trades through National Financial Services LLC, offering state-of-the-art products and technology to our Registered Representatives. In addition, PKS provides access to every major Investment Company, hundreds of Variable Annuity products and access to some of the top professional money managers in the country. 

PKS is committed to providing its Registered Representatives with the freedom to offer clients a full spectrum of investment choices. PKS does not own investment products. The absence of proprietary products coupled with unrestricted access to investment products provides our Registered Representatives with the flexibility to help you achieve your investment objectives.

Investment Management

Purshe Kaplan Sterling Investments (PKS)

J. Peter Purcell

Samantha Miller

Charlene Dodge

Andre Correa

Jeremy Hill

Jason Day

Frank K. Dyer

Patrick Salazar

Tracey Bohley

Peter Kvam

Katherine Flouton

Tim Linehan

Jason W. Day

Daniel O’neill

Katherine M. Flouton

Finance and Operations

Leadership Team

Compliance and Regulatory Affairs

Sales and Client Relations

IT Support

Teams at Purshe Kaplan Sterling Investments (PKS)

Finance and Operations

Leadership Team

Compliance and Regulatory Affairs

Sales and Client Relations

IT Support