Nicole Lam

Vice President, Investment Banking And Capital Markets Compliance

Nicole Lam is an experienced professional in investment banking and capital markets compliance, currently serving as Vice President at OCBC since January 2024, where regulatory compliance for ECM, DCM, M&A, and financial advisory transactions is advised. Previously, Nicole worked at CICC as an Associate focusing on regulatory risk and compliance related to IPO sponsorship. Nicole's career includes a managerial position at the Securities and Futures Commission, overseeing IPO listing applications, and a senior role at Deloitte China providing financial advisory and due diligence. Earlier experience includes leading audit teams at PwC. Educational credentials include a Master's in International Financial and Commercial Law from King's College London and a Bachelor's in Accounting and Finance from the University of Bristol.

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