Org chart
Marianne Caswell
President
Marianne Caswell
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Michael Kershaw
Head Of Wealth Management Specialists
Carrie Yumibe Foote
Head Of Strategic Relationships
George Oka
Head Of Strategic Initiatives
Italia Michael
Head Of Strategic Planning
Matthew Babcock
Head Of Due Diligence And Research
Brian Sturdivant
Manager, Broker-dealer Operations
Thomas J. Bellaro
Director, PAS Compliance
Hubert Cheng
Compliance Manager
Catherine Rossi Reynolds
Compliance Lead
Cathy Boyle
Compliance Regulatory Specialist
Fran King
Registered Representative
Graham Gaerlan
Registered Representative
Gregory Lara
Wealth Management Platform Analyst
Kelly R Smith Sr, Clu, Chfc
Registered Representative
Louis Menaged
Registered Representative
Manuel Esparza Jr., Chfc, Clu
Registered Representative
Michael Millman
Registered Representative
Lutcf Nathan A. Pierce
Registered Representative
Patricia Bettendorf
Registered Representative
Phil Singleton
Registered Representative
Susan Korp
Branch Examiner
Thomas Giannini
Registered Representative
Tom Goldfarb
Registered Representative
