Brian Raffaele, MBA, is an experienced compliance and business operations professional with a strong background in the financial services industry. They have held various positions, including Director of Equities Compliance at Performance Trust Capital Partners and Vice President of Capital Markets Supervision at BMO Capital Markets. Brian's expertise encompasses equity trading, AML, KYC, risk management, and project management, complemented by a demonstrated ability to create processes and manage teams effectively. They graduated with distinction from DePaul University with a Master of Business Administration (MBA) and have completed a Financial Decision Making Certificate Program at the University of Chicago.
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