Anthony Johnson

Anthony Johnson, MBA, CAMS has a diverse work experience spanning over 13 years. Anthony currently holds the role of Senior Vice President, Financial Crimes Compliance at BNY Mellon | Pershing, where they have been working since August 2021. Prior to this, they served as the Senior Compliance Surveillance and Investigations Analyst at the same company from April 2019 to August 2021. Before joining BNY Mellon | Pershing, Anthony worked as a Team Lead Account Analyst in Stockloan operations from April 2015 to April 2019.

Before their tenure at BNY Mellon | Pershing, Anthony worked as a Settlements Operations Analyst at KCG Holdings, Inc. from April 2012 to April 2015. In this role, they managed and reduced settlement failure risks, resolved buy-in/fail control issues, and liaised with international settlements, reorg, and institutional client services.

Anthony also has experience as a Buy Ins Associate at Bond Street Group (Consultant) Pershing, LLC from June 2011 to April 2012. Their responsibilities included reviewing daily broker to broker equity buy-ins, coordinating with broker dealers and institutional customers to settle aged trades, and assisting with daily 204 buy-ins.

Before that, Anthony worked as a Trade Support at E1 Asset Management from February 2010 to May 2010. Their duties included entering and executing equity trades, reviewing daily margin reports, handling trade breaks and reconciliations, and distributing reports to brokers and management.

Earlier in their career, Anthony worked as a Client Services representative at MASTER TRADER.COM from March 2008 to November 2009. In this role, they provided trading and client support, liaised between various trade desks and departments, and hosted daily web-based trainings.

Overall, Anthony Johnson's work experience demonstrates their expertise in financial compliance, surveillance and investigations, stockloan operations, settlements, buy-ins, trade support, and client services.

Anthony Johnson, MBA, CAMS obtained a Master of Business Administration (MBA) degree with a specialization in Business Administration and Management, General from Saint Peter's University in the years 2018 to 2020. Prior to that, they received a B.A in Business Administration from GPA CUNY/Lehman College in 2013. Additionally, Anthony holds an A.A.S. degree in Business Administration from LaGuardia Community College, which they completed from 1999 to 2008. Along with their educational background, they have obtained various certifications such as the Series 24 from FINRA and the Certified Anti-Money Laundering Specialist (CAMLS) from ACAMS. Anthony is also certified in FINRA Series 7, Finra Series 55, and Series 63.