Tower Research Capital
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- Risk and Compliance Team
Risk and Compliance Team
About
The Risk and Compliance Team at Tower Research Capital is responsible for identifying, assessing, and mitigating risks associated with the company's trading activities. They ensure compliance with financial regulations across different regions (APAC, EMEA), develop risk management strategies, oversee global trade supervision, and maintain the integrity of information security. The team plays a crucial role in safeguarding the firm's operations through diligent risk assessment, compliance monitoring, and the implementation of robust governance frameworks.
Team members
Aman Nangia
Risk Associate
Ben Gatward
Head Of Compliance, APAC
Christopher Loui
Compliance And AML Analyst
Deepak Jain
Team Manager Risk Technology
Denis Royet
Co-chief Risk Officer
Emmet Doyle
Head Of Compliance, EMEA
Etrit Bardhi
Global Information Security Op...
Frank Jin Frm
Risk Manager
Gabriel Streche
Chief Risk Officer At TRAM (to...
Himani Bhatia
Technical Compliance Analyst
Hongsup Park
Global Trade Supervision & Ris...
John Andrew Stone Fr...
Quantitative Risk Manager
Lawrence H. Soh
Risk
Simon Seah
Head Of Risk, APAC
Vaibhav Ahlawat
Quantitative Risk Manager
Yashesh Ajmera
Compliance Officer(apac)
Yitian Tang (Tina)
Risk Manager
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