Compliance and Risk Management

About

The Compliance and Risk Management team at UMB Financial Corporation is responsible for identifying, assessing, and mitigating risks to ensure regulatory compliance and safeguard the company's assets. This group oversees fraud prevention, operational risk management, credit risk assessment, treasury analysis, fund accounting, and legal compliance. Their work ensures that UMB Financial operates within legal frameworks and maintains robust financial health and integrity.

Team members

Amanda Brown

VP / Program Director Of Opera...

Anthony Rogers

SVP / Director Enterprise Frau...

Ashlynn Propes

Compliance Auditor - Senior St...

Beverly Miles

Vice President & Compliance Sp...

Cedrick C. Frazier

Senior Legal Counsel / Vice Pr...

Christopher Long

Chief Compliance Officer

David Viator

Vice President | Corporate Tru...

Diyu Wu

VP Legal Counsel, Director At ...

Garrett Hamm

AVP / Senior Treasury Analyst ...

Kurt Kastendick

Executive Vice President - Reg...

Mindy Schwartz

Head Of Fund Accounting

Monica Cole

Enterprise Fraud Claims Manage...

Sarah Woltje

Sr. Operational Risk Managemen...

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