Marc Dube

Marc Dube has a diverse work experience in the financial industry. Marc started their career as an Investment Broker at Avantus Group in 1999. Marc later joined Morgan Stanley, where they held various roles including Financial Advisor, Margin Analyst, and Branch Liaison. At Morgan Stanley, they provided support and training to financial advisors, conducted branch audits for compliance, and monitored risk in client accounts. Marc then joined National Financial Partners, where they served as the Compliance Testing and Verification-Supervisor, managing a team responsible for internal testing and generating reports. Marc continued their career at NFP Advisor Services, holding roles such as Supervisor of Policy Development and Manager of AML Compliance Risk. Currently, Marc is the Director of Compliance at Whitebox Advisors LLC. The summary highlights their progression in compliance roles and their expertise in regulatory compliance and risk management.

Marc Dube attended The University of Texas at Austin from 1995 to 1999, where they earned a Bachelor of Arts degree in Business Economics. Marc also obtained a Bachelor's Degree in Business Economics from The University of Texas during the same time period.