Risk Management and Compliance

About

The Risk Management and Compliance team at AllianceBernstein ensures the firm adheres to regulatory requirements and mitigates operational risks. They oversee compliance with global financial regulations, manage legal and compliance technology, and ensure the security and integrity of the firm's operations. This team also handles regulatory reporting, quality assurance, and oversees risk management strategies to safeguard the firm's assets and reputation globally.

Team members

Amy Chalcraft

Head Of Compliance

Andreas Sobotta

Svp, Chief Security | Chief In...

Bianica T.

Avp, Technology Project & Risk...

Chris Huang

Avp/ Risk Manager

Dorota Babś

Compliance & Operational Contr...

Eileen Koo

Svp, Chief Compliance Officer,...

Fatema Chaklasi

Senior Quality Assurance Lead

Inna Kleynburg

VP / Head Of Legal & Complianc...

Jennifer Friedland

Vp/chief Compliance Officer AB...

Jessie D.

Risk Manager

Leanne Quinn

Head Of Legal

Lindsay Gurbacki

EMEA Regulatory Reporting Repo...

Mark R. Manley

General Counsel & Global Head ...

Sarabeth Burns

Director Of Operational Risk, ...

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