David Moffatt

Senior Auditor at Cetera Financial Group

David Moffatt is an experienced professional in the financial services and legal sectors, currently serving as a Senior Auditor at Cetera Financial Group since January 2022. Prior to this role, David worked at Raymond James Financial, Inc. as a Lead Senior Advisor from November 2015 to December 2021, conducting branch examinations to ensure compliance with regulatory guidelines. David's earlier experience includes working as a Law Clerk at Liberty Mutual Insurance, where responsibilities included legal research and drafting documents, and as a Court Records Specialist for Pinellas County Government, focusing on employee training and database management. David holds a Bachelor's degree in Criminology and Psychology from Florida State University, earned between 2004 and 2008.

Links

Previous companies

Raymond James Financial logo
Liberty Mutual logo
Pinellas County Government logo

Org chart

Sign up to view 0 direct reports

Get started


Teams

This person is not in any teams